A neutral country is a sovereign state that is neutral towards in a specific war or holds itself as permanently neutral in all future conflicts (including avoiding entering into military alliances such as NATO, CSTO or the SCO). As a type of non-combatant status, nationals of neutral countries enjoy protection under the law of war from belligerent actions to a greater extent than other non-combatants such as enemy and prisoners of war. Different countries interpret their neutrality differently: some, such as Costa Rica have Demilitarization, while Switzerland holds to "armed neutrality", to deter aggression with a sizeable military, while barring itself from foreign deployment.
Not all neutral countries avoid any foreign deployment or alliances, as Austria and Ireland have active UN peacekeeping forces and a political alliance within the European Union. Sweden's traditional policy was not to participate in military alliances, with the intention of staying neutral in the casus belli. Immediately before World War II, the Nordic countries stated their neutrality, but Sweden changed its position to that of non-belligerent at the start of the Winter War. Sweden would uphold its policy of neutrality until the 2022 Russian invasion of Ukraine. During the Cold War, former Yugoslavia claimed military and ideological neutrality from both the Western Bloc and Eastern Bloc, becoming a co-founder of the Non-Aligned Movement.
There have been considerable changes to the interpretation of neutral conduct over the past centuries.Stephen Neff: "Three-Fold Struggle over Neutrality: The American Experience in the 1930s" In: Pascal Lottaz/Herbert R. Reginbogin (eds.): Notions of Neutralities, Lanham (MD): Lexington Books 2019, pp. 3–28
A neutral power must internment belligerent troops who reach its territory,Hague Convention, §5 Art. 11 but not escaped prisoners of war.Hague Convention, §5 Art. 13 Belligerent armies may not recruit neutral citizens,Hague Convention, §5 Art. 4, 5 but they may go abroad to enlist.Hague Convention, §5 Art. 6 Belligerent armies' personnel and materiel may not be transported across neutral territory,Hague Convention, §5 Art. 2 but the wounded may be.Hague Convention, §5 Art. 14 A neutral power may supply communication facilities to belligerents,Hague Convention, §5 Art. 8 but not war material,Hague Convention, §13 Art. 6 although it need not prevent export of such material.Hague Convention, §13 Art. 7
Belligerent naval vessels may use neutral ports for a maximum of 24 hours, though neutrals may impose different restrictions.Hague Convention, §13 Art. 12 Exceptions are to make repairs—only the minimum necessary to put back to seaHague Convention, §13 Art. 14—or if an opposing belligerent's vessel is already in port, in which case it must have a 24-hour head start.Hague Convention, §13 Art. 16 A prize ship captured by a belligerent in the territorial waters of a neutral power must be surrendered by the belligerent to the neutral, which must intern its crew.Hague Convention, §13 Art. 3
For the country concerned, the policy is usually codified beyond the treaty itself. Austria and Japan codify their neutrality in their constitutions, but they do so with different levels of detail. Some details of neutrality are left to be interpreted by the government while others are explicitly stated; for example, Austria may not host any foreign bases, and Japan cannot participate in foreign wars. Yet Sweden, lacking formal codification, was more flexible during the Second World War in allowing troops to pass through its territory.
This may include:
The term derives from the historic maritime neutrality of the First League of Armed Neutrality of the Nordic countries and Russia under the leadership of Catherine the Great, which was invented in the late 18th century but has since been used only to refer to countries' neutralities.Leos Müller: "The Forgotten History of Maritime Neutrality, 1500–1800". In: Pascal Lottaz/Herbert R. Reginbogin (eds.): Notions of Neutralities, Lanham (MD): Lexington Books 2019, pp. 67–86 Sweden and Switzerland are independently of each other famed for their armed neutralities, which they maintained throughout both World War I and World War II.Bissell and Gasteyger, The Missing link: West European Neutrals and Regional Security, 1990, p. 117; Murdoch and Sandler, "Swedish Military Expenditures and Armed Neutrality," in The Economics of Defence Spending, 1990, pp. 148–149. The Swiss and the Swedes each have a long history of neutrality: they have not been in a state of war internationally since 1815 and 1814, respectively.The last civil war on Swiss soil was the Sonderbund War of 1847. Switzerland continues to pursue, however, an active foreign policy and is frequently involved in peace-building processes around the world. According to Edwin Reischauer, "To be neutral you must be ready to be highly militarized, like Switzerland or Sweden."Chapin, Emerson. "Edwin Reischauer, Diplomat and Scholar, Dies at 79," New York Times. 2 September 1990. Sweden ended its policy of neutrality when it joined NATO in 2024.
In contrast, some neutral states may heavily reduce their military and use it for the express purpose of home defense and the maintenance of their neutrality, while other neutral states may abandon military power altogether (examples of states doing this include Liechtenstein). However, the lack of a military does not always result in neutrality: Countries such as Costa Rica and Iceland replaced their standing army with a military guarantee from a stronger power or participation in a mutual defense pact (under TIAR and NATO respectively).
For example, Ireland, which sought guarantees for its neutrality in EU treaties, argues that its neutrality does not mean that Ireland should avoid engagement in international affairs such as peacekeeping operations.
Since the enactment of the Lisbon Treaty, EU members are bound by , which obliges states to assist a fellow member that is the victim of armed aggression. It accords "an obligation of aid and assistance by all the means in other power" but would "not prejudice the specific character of the security and defense policy of certain Member States" (neutral policies), allowing members to respond with non-military aid. Ireland's constitution prohibits participating in such a common defence.
With the launch of Permanent Structured Cooperation (PESCO) in defense at the end of 2017, the EU's activity on military matters has increased. The policy was designed to be inclusive and allows states to opt in or out of specific forms of military cooperation. That has allowed most of the neutral states to participate, but opinions still vary. Some members of the Irish Parliament considered Ireland's joining PESCO as an abandonment of neutrality. It was passed with the government arguing that its opt-in nature allowed Ireland to "join elements of PESCO that were beneficial such as counter-terrorism, cybersecurity and peacekeeping... what we are not going to be doing is buying aircraft carriers and fighter jets". Malta, as of December 2017, is the only neutral state not to participate in PESCO. The Maltese government argued that it was going to wait and see how PESCO develops to see whether it would compromise Maltese neutrality.
"Neutrality is a negative word. It does not express what America ought to feel. We are not trying to keep out of trouble; we are trying to preserve the foundations on which peace may be rebuilt.” |
— Woodrow Wilson |
Their fulfillment to the letter of the rules of neutrality has been questioned: Ireland supplied important secret information to the Allies; for instance, the date of D-Day was decided on the basis of incoming Atlantic meteorology, some of it supplied by Ireland but kept from Germany. Ireland also secretly allowed Allied aircraft to use the Donegal Corridor, making it possible for British planes to attack German U-boats in the mid-Atlantic. On the other hand, both Axis and Allied pilots who crash landed in Ireland were interned.
Sweden and Switzerland, surrounded by possessions and allies of Nazi Germany similarly made concessions to Nazi requests as well as to Allied requests. Sweden was also involved in intelligence operations with the Allies, including listening stations in Sweden and espionage in Germany. Spain offered to join the war on the side of Nazi Germany in 1940, allowed Axis ships and submarines to use its ports, imported war materials for Germany, and sent a Spanish Blue Division to aid the Nazi war effort. Portugal officially stayed neutral, but actively supported both the Allies by providing overseas naval bases, and Germany by selling tungsten.
The United States was initially neutral and bound by the Neutrality Acts of 1936 not to sell war materials to belligerents. Once war broke out, US President Franklin Delano Roosevelt persuaded Congress to replace the act with the Cash and carry program that allowed the US to provide military aid to the allies, despite opposition from non-interventionist members. The "Cash and carry" program was replaced in March 1941 by Lend-Lease, effectively ending the US pretense of neutrality.
Sweden also made concessions to the German Reich during the war to maintain its neutrality, the biggest concession was to let the 163rd German Infantry Division to be transferred from Norway to Finland by Swedish trains, to aid the Finns in the Continuation War. The decision caused a political "Midsummer crisis" of 1941, about Sweden's neutrality.
Equally, Vatican City made various diplomatic concessions to the Axis and Allied powers alike, while still keeping to the rules of the Law of Neutrality. The Holy See has been criticized—but largely exonerated later—for its silence on moral issues of the war.Pascal Lottaz and Florentino Rodao: "The Vatican, World War II, and Asia: Lessons of Neutral Diplomacy", In: Pascal Lottaz/Herbert R. Reginbogin (eds.): Notions of Neutralities, Lanham (MD): Lexington Books 2019, pp. 215–238.
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